Practical Lattice-based Cryptography over Structured Lattices

  • Sarah McCarthy

Student thesis: Doctoral ThesisDoctor of Philosophy


Alongside the growth of technology is the increasing demand for security of data and communication channels. As attacking power grows, devices become smaller and data expands, the security needs to be stronger yet less resource-consuming than ever before.

Public key cryptography (PKC) is used in the majority of today's communications systems. The security of public-key cryptographic schemes, such as RSA
and elliptic curve cryptography (ECC), is based on underlying mathematical problems such as factoring large integers or solving the discrete log problem. However, the discovery of Shor's Algorithm in 1994 insinuates that these schemes will be insecure when a full-scale quantum computer is developed, as these problems will be solvable in polynomial time. Therefore attention has moved towards post-quantum, or quantum-safe, cryptography (QSC).

In 2016, the National Institute of Standards and Technology (NIST) announced the beginning of their efforts to migrate to QSC, a standardisation process which has involved the cryptographic community worldwide. There are five main types of QSC being considered for standardisation; lattice-based, code-based, multivariate-based, hash-based and isogeny-based.

Lattice-based cryptography (LBC) offers a promising alternative to today's classical approaches. Hard problems based on lattices are believed to be unsolvable, even by a quantum-computer, in a feasible amount of time. In 1995, Ajtai showed that the average case complexity of these problems is at least as hard as solving the problems in the worst case. Furthermore, lattice-based schemes are the only remaining contender in the NIST process to provide the important primitives of encryption, key encapsulation and digital signature schemes (DSSs).

A well-recognised open problem surrounding quantum-safe cryptography is its increase in bandwidth and computational complexity in comparison to existing cryptography. However, in comparison to other quantum-safe schemes, LBC has been shown to be relatively efficient. In this thesis, novel software designs of lattice-based schemes are presented and shown to be competitive with existing PKC. Additionally, physical attacks are considered and countermeasures are incorporated into the designs.

DSSs are required for authentication, integrity and non-repudiation of data. This thesis provides an evaluation of three leading signature schemes, BLISS-B, Dilithium and \textsc{Falcon}, which vary in terms of their key features, such as the sampling processes used, and the structure of the lattices. Physical attacks on the three schemes are considered and the effect on performance of appropriate attack countermeasures is evaluated. A novel fault attack on the NIST candidate \textsc{Falcon} is also proposed.

A further advantage of LBC is the ability to support cryptographic primitives with extended capabilities to facilitate certificate management and compute on encrypted data. The complexity of today's technology advances mean applications require more sophisticated primitives, which contrastingly are required to run on even smaller platforms. This thesis presents novel quantum-safe advanced cryptographic schemes, specifically lattice-based identity-based encryption (IBE) and hierarchical identity-based encryption (HIBE). IBE removes the need for certificate management, as a user's public key depends on their public identity. IBE is currently used in vital applications such as emergency services communication and so the development of a high-performance quantum-safe alternative is imperative.

This thesis also introduces the first scalable HIBE scheme based on lattices. The first HIBE scheme based on structured lattices, Latte, was proposed by the National Centre for Cyber Security (NCSC) in 2017. However, the public key and ciphertext sizes increased with each delegation and hence it was not feasible to scale the algorithm. Skinny Latte, proposed in this thesis, remedies this issue by fixing the dimension of the lattice, thereby making public key and ciphertext sizes constant. This research also shows that it is practical for real-world deployment.

Overall, this thesis demonstrates that lattice-based cryptography is practical for real-world applications. It considers both theoretical and physical attacks, and presents novel designs of advanced quantum-safe cryptographic primitives, which have only yet been realised by lattices.
Date of AwardJul 2020
Original languageEnglish
Awarding Institution
  • Queen's University Belfast
SponsorsNational Cyber Security Centre
SupervisorCiara Rafferty (Supervisor) & Maire O'Neill (Supervisor)


  • cryptography
  • post-quantum
  • lattices
  • implementation
  • cyber-security
  • identity-based encryption

Cite this

Practical Lattice-based Cryptography over Structured Lattices
McCarthy, S. (Author). Jul 2020

Student thesis: Doctoral ThesisDoctor of Philosophy